Chi Sam Mann
文志生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Sam Mann (文志生), CE reference AJK798. Currently licensed at 1 firm(s): JPMorgan Asset Management (Asia Pacific) Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-05-24 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-24 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2010-05-24 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-05-24 | 2016-06-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2010-05-24 | 2016-06-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-02 | 2008-11-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2007-10-02 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-02 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-10-02 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-10-02 | 2008-11-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-14 | 2007-09-14 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2005-04-14 | 2007-09-14 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-05-24 | 2007-09-14 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-02 | 2007-09-14 |