Chun Wai (SFC:AJJ806) Wong
黃鎮威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai (SFC:AJJ806) Wong (黃鎮威), CE reference AJJ806. Currently licensed at 1 firm(s): UBP Asset Management Asia Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-21 | present |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-04-06 | present |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2022-04-06 | present |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-17 | 2024-11-21 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-17 | 2022-04-06 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-03 | 2020-11-16 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-13 | 2020-11-16 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-18 | 2017-03-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-18 | 2017-05-08 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2012-03-15 | 2013-05-31 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-03-15 | 2013-05-31 |
| MFS International (Hong Kong) Limited 麻省金融服務國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-29 | 2012-02-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-17 | 2008-12-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-04 | 2007-06-08 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-19 | 2005-03-02 |