Alexander Azim Shoghi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Azim Shoghi ( ), a licensed former licensee with CE reference ANF174. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
RO | Type 4 — Advising on securities | 2010-03-23 | 2012-02-09 |
| Oasis Management (Hong Kong) |
RO | Type 5 — Advising on futures contracts | 2010-03-23 | 2012-02-09 |
| Oasis Management (Hong Kong) |
RO | Type 9 — Asset management | 2010-03-23 | 2012-02-09 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2006-03-23 | 2010-03-23 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2006-03-23 | 2010-03-23 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2006-03-23 | 2010-03-23 |