Eric Ming Fung Tan
鄧銘峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Ming Fung Tan (鄧銘峰), a licensed former licensee with CE reference AJI346. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-09-03 | 2023-04-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-09-03 | 2023-04-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2019-10-02 | 2023-04-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2019-10-02 | 2023-04-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2019-07-03 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | 2019-07-03 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-11-25 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-10 | 2019-07-03 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-08-03 | 2019-07-03 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-08-03 | 2016-12-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-26 | 2009-06-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-10 | 2007-03-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-28 | 2004-09-20 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-28 | 2004-09-20 |