Jean-David Pequignot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-David Pequignot, a licensed former licensee with CE reference AWC880. This person has 7.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 |
RO | Type 101 - Operating a virtual asset trading platform | 2024-04-19 | 2025-01-01 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
RO | Type 7 - Providing automated trading services | 2023-10-10 | 2025-01-01 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-07 | 2025-01-01 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-10 | 2021-12-07 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2021-08-10 | 2023-10-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-25 | 2014-08-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-25 | 2012-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jean-David Pequignot during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.