Chris Pak Fai Wai
衛柏暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Pak Fai Wai (衛柏暉), a licensed former licensee with CE reference BGL066. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2021-02-08 | 2022-05-14 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-26 | 2022-05-14 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-24 | 2020-12-18 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-24 | 2020-12-18 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2019-05-21 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-14 | 2019-05-21 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-10-29 | 2017-05-10 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2015-10-29 | 2017-05-10 |