Mathilde Suzanne Roland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mathilde Suzanne Roland ( ), a licensed former licensee with CE reference AIU423. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-07 | 2008-11-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-11-07 | 2008-11-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-04 | 2008-11-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-04 | 2008-11-13 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-04 | 2008-11-13 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2007-05-04 | 2008-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-10-24 | 2007-03-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-10-24 | 2007-03-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-10-24 | 2007-03-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-06 | 2005-09-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-06 | 2005-09-29 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-05-02 | 2004-07-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2003-05-02 | 2004-07-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 - Asset management | 2003-05-02 | 2004-07-30 |