Peter Yuk Kuen Fung
馮旭乾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yuk Kuen Fung (馮旭乾), a licensed former licensee with CE reference AIU326. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-07 | 2019-09-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-07 | 2019-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-07-04 | 2014-02-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-07-04 | 2014-02-11 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-04 | 2014-02-11 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-06-07 | 2011-03-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-06-07 | 2011-03-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-24 | 2010-06-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-02 | 2011-03-10 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-02 | 2004-06-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-25 |