Tai Wah Lo
盧大華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Wah Lo (盧大華), CE reference AAD054. Currently licensed at 3 firm(s): CES Commodities (HK) Limited , Everbright Securities Investment Services (HK) Limited, China Everbright Securities (HK) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-15 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-21 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-12 | present |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-20 | 2024-12-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-06 | 2007-01-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-06 | 2007-01-31 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-12-07 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-12-07 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-23 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 9 — Asset management | present | 2004-12-23 |