Tucker Montana Highfield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tucker Montana Highfield ( ), a licensed former licensee with CE reference AIQ970. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2018-11-16 | 2023-03-06 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2018-11-16 | 2023-03-06 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2018-11-16 | 2023-03-06 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2018-11-16 | 2023-03-06 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2018-11-16 | 2023-03-06 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2018-11-16 | 2023-03-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-08-01 | 2018-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2018-08-01 | 2018-11-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2018-08-01 | 2018-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2018-08-01 | 2018-11-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2018-08-01 | 2018-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2018-08-01 | 2018-11-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-08 | 2018-04-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-07-08 | 2018-04-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-08 | 2018-04-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2016-07-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-09 | 2016-07-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-09 | 2016-07-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-16 | 2004-05-25 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-16 | 2004-05-25 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-16 | 2004-05-25 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-16 | 2003-09-04 |