Xuan (SFC:AIQ967) Zhang
張璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan (SFC:AIQ967) Zhang (張璇), CE reference AIQ967. Currently licensed at 1 firm(s): TCW Asia Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 9 — Asset management | 2022-10-06 | present |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-14 | present |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-11 | 2020-04-14 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-20 | 2019-11-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2015-04-20 | 2019-11-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 — Asset management | 2015-04-20 | 2019-11-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-03 | 2015-04-20 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-03 | 2015-04-20 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2014-12-03 | 2015-04-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-16 | 2014-11-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-16 | 2014-11-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 9 — Asset management | 2014-07-16 | 2014-11-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-04-25 | 2014-07-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-02 | 2014-07-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-02 | 2014-07-16 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-08-31 |