Natalie Jane Arrowsmith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Natalie Jane Arrowsmith ( ), a licensed former licensee with CE reference AIG958. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-02 | 2025-05-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-05-02 | 2025-05-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-03-14 | 2019-03-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-16 | 2018-10-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-14 | 2004-05-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-07-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-07-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-07-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | present | 2003-07-15 |