Michael David Kurtz

CE No. AGW598 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael David Kurtz (), a licensed former licensee with CE reference AGW598. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
RAYS Capital Partners Limited
睿思資本有限公司
Rep Type 4 — Advising on securities 2016-11-14 2024-03-31
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2011-10-24 2016-04-14
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 5 — Advising on futures contracts 2011-10-24 2016-04-14
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 — Advising on securities 2008-09-16 2011-09-05
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
RO Type 4 — Advising on securities 2005-06-10 2008-05-30
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 1 — Dealing in securities present 2004-12-13
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 4 — Advising on securities present 2005-06-10
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-12-13
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 7 — Providing automated trading services present 2004-12-13
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 9 — Asset management present 2004-12-13

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