Ka Li Tsang
曾嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Li Tsang (曾嘉莉), a licensed former licensee with CE reference AIB690. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-24 | 2022-10-05 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-20 | 2018-07-16 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-20 | 2018-07-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-18 | 2012-01-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-09 | 2012-01-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-08-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-08-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-08-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-16 |