Wai Shing Lam

林偉成
CE No. AHX164 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shing Lam (林偉成), a licensed former licensee with CE reference AHX164. This person has 7.0 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Bosco Securities Limited
寶時證券有限公司
Rep Type 1 - Dealing in securities 2005-10-21 2010-04-20
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-09-27
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-03-16
CLSA Limited
中信里昂證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-03-16
CLSA Limited
中信里昂證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-03-16

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