Kai Yin Li
李啟賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yin Li (李啟賢), a licensed Representative with CE reference AAA183. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-21 | present |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-02 | 2018-02-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-09 | 2017-02-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-10 | 2017-02-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-29 | 2013-09-04 |
| Bosco Securities Limited 寶時證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-01-19 |
| Bosco Securities Limited 寶時證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-20 |
| Bosco Securities Limited 寶時證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-20 |
| Bosco Securities Limited 寶時證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-20 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.