Sze Han Lim
林思漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Han Lim (林思漢), a licensed former licensee with CE reference AHR019. This person has 8.9 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-02-06 | 2014-05-31 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-09 | 2014-05-31 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-09 | 2014-02-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-06-20 | 2012-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-06-20 | 2012-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-06-20 | 2012-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-06-20 | 2012-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-06-20 | 2012-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-06-20 | 2012-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Han Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.