Sze Han Lim
林思漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Han Lim (林思漢), a licensed former licensee with CE reference AHR019. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-02-06 | 2014-05-31 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-09 | 2014-05-31 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-09 | 2014-02-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-06-20 | 2012-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-06-20 | 2012-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-06-20 | 2012-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-06-20 | 2012-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-06-20 | 2012-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-06-20 | 2012-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2003-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-07-19 |