Andrew Edward Zlot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Edward Zlot ( ), a licensed former licensee with CE reference AHK662. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-01-13 | 2012-04-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-01-04 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-01-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-08-14 | 2007-03-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-05-20 | 2006-08-11 |