Andrew Edward Zlot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Edward Zlot, a licensed former licensee with CE reference AHK662. This person has 5.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-01-13 | 2012-04-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-01-04 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-01-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-08-14 | 2007-03-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-05-20 | 2006-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Edward Zlot during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.