Siu Ting Yuen
阮少婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ting Yuen (阮少婷), a licensed former licensee with CE reference AHF360. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-04-27 | 2023-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-04-27 | 2023-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-04-27 | 2023-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-04-27 | 2023-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-09-29 | 2019-03-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-09-29 | 2019-03-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-09-29 | 2019-03-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-09-29 | 2019-03-04 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 - Asset management | 2012-07-12 | 2014-09-08 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-11-04 | 2012-07-01 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2011-11-04 | 2012-07-01 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2011-11-04 | 2012-07-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-21 | 2004-06-25 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-10-21 | 2004-06-25 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-10-21 | 2004-06-25 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-05-07 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-05-07 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | present | 2003-05-07 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-05-06 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-05-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-05-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-05-07 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-05-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-05-06 |