Cosmas Yi-Hou Lu

CE No. AHC600 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cosmas Yi-Hou Lu (), a licensed former licensee with CE reference AHC600. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2005-03-08 2014-11-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities present 2005-02-16
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts present 2005-02-16
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities present 2003-10-13
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 5 - Advising on futures contracts present 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance present 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 7 - Providing automated trading services present 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 9 - Asset management present 2003-10-13
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 9 - Asset management present 2003-10-13

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