Yi-Chih Kuo
郭益智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Chih Kuo (郭益智), a licensed former licensee with CE reference AGX674. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-07-30 | 2019-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-11-19 |