Hans Johan Leven
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hans Johan Leven ( ), a licensed former licensee with CE reference AGR742. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quintus Partners Limited |
RO | Type 1 — Dealing in securities | 2015-06-12 | 2020-02-07 |
| Quintus Partners Limited |
RO | Type 6 — Advising on corporate finance | 2015-06-12 | 2020-02-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-12 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-15 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-28 | 2010-10-15 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-12-14 | 2009-07-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | present | 2009-07-01 |