Anita Oi Yan Li
李靄欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Oi Yan Li (李靄欣), a licensed former licensee with CE reference AGP627. This person has 9.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-08-20 | 2016-03-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-08-20 | 2016-03-16 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-08-20 | 2016-03-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-09-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-16 |