Frankie Ka Ku Wong
王加駒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Ka Ku Wong (王加駒), a licensed former licensee with CE reference AGN692. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-18 | 2013-12-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-17 | 2008-12-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-02-17 | 2007-02-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2006-02-17 | 2007-02-06 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-12-18 | 2005-07-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | present | 2005-07-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | present | 2003-11-12 |