Richard Mark Anthony Bamber
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Mark Anthony Bamber, a licensed former licensee with CE reference AGM551. This person has 5.1 years of SFC licence history. Total licence records on file: 20.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bell Potter Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2012-10-29 | 2012-12-31 |
| BOCI Research Limited 中銀國際研究有限公司 |
RO | Type 4 - Advising on securities | 2010-07-20 | 2011-06-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-19 | 2011-06-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-08 | 2010-03-19 |
| Horizon21 (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2008-06-30 | 2009-02-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-12-06 | 2006-02-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2003-12-06 | 2006-02-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2003-09-17 | 2006-02-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-02-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-02-03 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2006-02-03 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-13 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-13 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Mark Anthony Bamber during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.