Edmund Lingjian Lu
盧淩堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Lingjian Lu (盧淩堅), a licensed former licensee with CE reference AGL936. This person has 8.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zinvest Capital Management Limited 尊嘉資產管理有限公司 |
RO | Type 9 - Asset management | 2018-04-04 | 2019-03-31 |
| Zinvest Capital Management Limited 尊嘉資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-01 | 2018-04-04 |
| AP Asset Management (HK) Limited | Rep | Type 5 - Advising on futures contracts | 2010-06-07 | 2010-06-07 |
| AP Asset Management (HK) Limited | RO | Type 1 - Dealing in securities | 2009-12-07 | 2010-06-23 |
| AP Asset Management (HK) Limited | RO | Type 4 - Advising on securities | 2009-12-07 | 2010-06-23 |
| AP Asset Management (HK) Limited | RO | Type 5 - Advising on futures contracts | 2009-12-07 | 2010-06-07 |
| AP Asset Management (HK) Limited | RO | Type 9 - Asset management | 2009-12-07 | 2010-06-23 |
| AP Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2005-06-29 | 2009-12-07 |
| AP Asset Management (HK) Limited | Rep | Type 5 - Advising on futures contracts | 2005-06-29 | 2009-12-07 |
| AP Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2005-06-29 | 2009-12-07 |
| AP Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2009-12-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-29 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edmund Lingjian Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.