Wai Yu Ng
吳惠如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yu Ng (吳惠如), a licensed former licensee with CE reference AGJ184. This person has 7.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 |
RO | Type 4 - Advising on securities | 2010-01-04 | 2012-05-15 |
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 |
RO | Type 9 - Asset management | 2010-01-04 | 2012-05-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-17 | 2008-11-08 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-01 | 2006-03-03 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-31 | 2005-07-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-31 | 2005-07-24 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yu Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.