Sarah Pui Shan Ip
葉佩珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Pui Shan Ip (葉佩珊), a licensed former licensee with CE reference AGI952. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-28 | 2014-02-13 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-28 | 2014-02-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-17 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-03-17 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2005-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |