Adam Yue Che Lau
劉宇池
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Yue Che Lau (劉宇池), a licensed former licensee with CE reference AGF159. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2014-11-27 | 2018-07-20 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-11-27 | 2018-07-20 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2014-11-27 | 2018-07-20 |
| Natixis Asia Limited | Rep | Type 5 - Advising on futures contracts | 2014-11-27 | 2018-07-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-02 | 2014-08-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-04-02 | 2008-04-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-05-02 | 2007-02-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2006-03-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | present | 2005-01-28 |