Louisa Shun Yi So
蘇順儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louisa Shun Yi So (蘇順儀), a licensed former licensee with CE reference AFZ721. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-09-07 | 2021-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-09-07 | 2021-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-07 | 2021-03-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2015-08-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-28 | 2015-08-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2008-08-28 | 2013-08-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-02 | 2008-08-11 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2008-05-02 | 2008-08-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-02 | 2008-08-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-05-02 | 2008-08-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2008-05-02 | 2008-08-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-01 | 2008-03-28 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2005-02-01 | 2008-03-28 |