Kam Ho Law
羅錦豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Ho Law (羅錦豪), a licensed Representative with CE reference AFV962. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-26 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-26 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-26 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2023-07-26 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | 2023-07-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-09 | 2023-07-10 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 — Asset management | 2014-12-09 | 2019-08-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-06 | 2014-11-24 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-06 | 2014-11-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-30 | 2011-06-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-14 | 2011-06-18 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-11 | 2010-06-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-29 | 2009-11-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-09 | 2006-03-24 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-12 | 2005-09-01 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-10 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-22 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-22 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-22 |