Danny Wai Kit Chu
朱偉傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Danny Wai Kit Chu (朱偉傑), a licensed former licensee with CE reference AFV890. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-07-17 | 2018-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-07-17 | 2022-04-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-10 | 2017-01-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-10 | 2013-03-16 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-11 | 2008-09-29 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2006-09-02 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |