Won Jong Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Won Jong Lee ( ), a licensed former licensee with CE reference AFU204. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-10-12 | 2015-06-26 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2012-10-12 | 2015-06-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-10-12 | 2015-06-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-10-12 | 2015-06-26 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-10-12 | 2015-06-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-10-12 | 2015-06-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2010-07-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |