Won Jong Lee

CE No. AFU204 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Won Jong Lee (), a licensed former licensee with CE reference AFU204. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2012-10-12 2015-06-26
UBS Securities Hong Kong Limited Rep Type 1 - Dealing in securities 2012-10-12 2015-06-26
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2012-10-12 2015-06-26
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2012-10-12 2015-06-26
UBS Securities Hong Kong Limited Rep Type 6 - Advising on corporate finance 2012-10-12 2015-06-26
UBS Asset Management (Hong Kong) Limited Rep Type 9 - Asset management 2012-10-12 2015-06-26
UBS Securities Asia Limited Rep Type 1 - Dealing in securities present 2010-07-05
UBS Securities Asia Limited Rep Type 4 - Advising on securities present 2005-03-24
UBS Securities Asia Limited Rep Type 6 - Advising on corporate finance present 2005-03-24
UBS Securities Asia Limited Rep Type 9 - Asset management present 2005-03-24

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