Chun-Pang Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun-Pang Li ( ), a licensed former licensee with CE reference AFU070. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-18 | 2014-04-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-03 | 2014-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-04-03 | 2012-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-06-20 | 2006-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-06-20 | 2006-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-06-20 | 2006-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-06-20 | 2006-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-06-20 | 2006-02-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-06-20 | 2006-02-28 |