Sui Fan Lam
林瑞芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Fan Lam (林瑞芬), a licensed former licensee with CE reference AFS495. This person has 8.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jingdong Securities Limited 京東証劵有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-27 | 2018-10-31 |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-07 | 2017-04-11 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-01 | 2015-04-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-15 | 2013-05-15 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-15 | 2013-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-30 | 2011-06-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-04 | 2011-06-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-27 | 2008-11-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-26 | 2006-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sui Fan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.