Michael Wai Hoe Luk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Wai Hoe Luk ( ), a licensed former licensee with CE reference AFS485. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 9 — Asset management | 2021-08-05 | 2023-08-31 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-07 | 2023-08-31 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
RO | Type 4 — Advising on securities | 2021-01-07 | 2023-08-31 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
RO | Type 9 — Asset management | 2021-01-07 | 2021-08-05 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-23 | 2021-01-07 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-23 | 2021-01-07 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-27 | 2019-08-21 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-08-27 | 2019-08-21 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-27 | 2019-08-21 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-08-27 | 2019-08-21 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-12 | 2018-08-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-12 | 2018-08-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-12 | 2018-08-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-12 | 2018-08-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-06-01 | 2011-08-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-06-01 | 2011-08-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-06-01 | 2011-08-17 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-06-01 | 2011-08-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-06-01 | 2011-08-17 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-06-01 | 2011-08-17 |