Siu Kay Ma
馬肇基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kay Ma (馬肇基), a licensed former licensee with CE reference BDH471. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 4 — Advising on securities | 2023-01-18 | 2023-10-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-17 | 2023-10-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-21 | 2023-01-17 |
| GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-21 | 2020-10-14 |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-14 | 2021-08-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-05 | 2016-12-11 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-05 | 2016-12-11 |