Shing Wai Cheng
鄭誠緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Wai Cheng (鄭誠緯), a licensed former licensee with CE reference AWX138. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Mastermind Securities Limited 環球大通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-02 | 2019-07-24 |
| GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-02 | 2019-07-24 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2018-10-16 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-29 | 2018-10-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-05 | 2014-06-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-05 | 2014-06-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-05 | 2013-09-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-09-05 | 2013-09-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-03 | 2012-03-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-05-03 | 2012-03-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-30 | 2012-03-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-30 | 2012-03-31 |