Philip Geoffrey Solarz

CE No. AFR230 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Geoffrey Solarz, a licensed former licensee with CE reference AFR230. This person has 8.8 years of SFC licence history. Total licence records on file: 10.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2013-06-21 2016-02-05
Execution Noble (Hong Kong) Limited RO Type 1 - Dealing in securities 2008-10-21 2009-07-01
Execution Noble (Hong Kong) Limited Rep Type 1 - Dealing in securities 2008-06-27 2008-10-21
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts 2003-11-27 2008-06-04
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2003-10-17 2008-06-04
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-06-04
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-10-08
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-08
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-10-08
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-08

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Geoffrey Solarz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Craig Joseph Reilly Execution Noble (Hong Kong) Limited 2008–2009
On Wah Lau Execution Noble (Hong Kong) Limited 2008–2009
Andrew Chiu Yin Tsang Execution Noble (Hong Kong) Limited 2008–2009
Jostein Toi Hing Chan Execution Noble (Hong Kong) Limited 2008–2009
Charles Kwok Kuen Leung Execution Noble (Hong Kong) Limited 2008–2009
Ai Yoshino Execution Noble (Hong Kong) Limited 2008–2009
David Gordon Nimmo Execution Noble (Hong Kong) Limited 2008
Explore the interactive colleague network →

Related