Philip Geoffrey Solarz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Geoffrey Solarz, a licensed former licensee with CE reference AFR230. This person has 8.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-21 | 2016-02-05 |
| Execution Noble (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2008-10-21 | 2009-07-01 |
| Execution Noble (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-06-27 | 2008-10-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2003-11-27 | 2008-06-04 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-17 | 2008-06-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-06-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-08 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Geoffrey Solarz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Craig Joseph Reilly | Execution Noble (Hong Kong) Limited | 2008–2009 |
| On Wah Lau | Execution Noble (Hong Kong) Limited | 2008–2009 |
| Andrew Chiu Yin Tsang | Execution Noble (Hong Kong) Limited | 2008–2009 |
| Jostein Toi Hing Chan | Execution Noble (Hong Kong) Limited | 2008–2009 |
| Charles Kwok Kuen Leung | Execution Noble (Hong Kong) Limited | 2008–2009 |
| Ai Yoshino | Execution Noble (Hong Kong) Limited | 2008–2009 |
| David Gordon Nimmo | Execution Noble (Hong Kong) Limited | 2008 |