Young Suk Suh

CE No. AFO928 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Suk Suh (), a licensed former licensee with CE reference AFO928. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2012-07-24 2013-06-28
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
RO Type 1 — Dealing in securities 2011-06-01 2012-07-24
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2010-03-08 2011-06-01
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 1 — Dealing in securities 2006-03-31 2008-05-30
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2006-03-31 2008-05-30
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2004-07-20 2006-03-24
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 — Dealing in futures contracts 2004-07-20 2006-03-24
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities present 2004-06-01
Merrill Lynch (Asia Pacific) Limited Rep Type 4 — Advising on securities present 2004-06-01
Merrill Lynch (Asia Pacific) Limited Rep Type 6 — Advising on corporate finance present 2004-06-01
Merrill Lynch (Asia Pacific) Limited Rep Type 7 — Providing automated trading services present 2004-06-01
Merrill Lynch (Asia Pacific) Limited Rep Type 9 — Asset management present 2004-06-01

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