Si Wah Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Wah Lim, CE reference AFO657. Currently licensed at 1 firm(s): Lei Shing Hong Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-13 | present |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2021-04-13 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Lei Shing Hong Finance Limited 利星行財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2014-12-31 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |