Ka Sing Tse
謝家成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Sing Tse (謝家成), a licensed former licensee with CE reference AAG827. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Finance Limited 利星行財務有限公司 |
Rep | Type 8 — Securities margin financing | 2003-09-04 | 2014-12-31 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-03 | 2023-02-11 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-03 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-01 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-01 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-01 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-01 |