Susanna Shun King Lau
劉舜瓊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Shun King Lau (劉舜瓊), CE reference ADX092. Currently licensed at 1 firm(s): Lei Shing Hong Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-10 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-10 |
| Lei Shing Hong Finance Limited 利星行財務有限公司 |
RO | Type 8 — Securities margin financing | present | 2014-12-31 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 9 — Asset management | present | 2003-09-10 |