Susanna Shun King Lau
劉舜瓊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Shun King Lau (劉舜瓊), a licensed Responsible Officer with CE reference ADX092. Currently licensed at 1 firm(s): Lei Shing Hong Securities Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 1 - Dealing in securities | present | present |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 4 - Advising on securities | present | 2003-09-10 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2003-09-10 |
| Lei Shing Hong Finance Limited 利星行財務有限公司 |
RO | Type 8 - Securities margin financing | present | 2014-12-31 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
RO | Type 9 - Asset management | present | 2003-09-10 |