Kwok Hung Shum
岑國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hung Shum (岑國雄), a licensed former licensee with CE reference AAH842. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-22 | 2023-04-01 |
| Soo Pei Shao & Company Limited 蘇佩玿有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-27 | 2014-12-22 |
| Soo Pei Shao & Company Limited 蘇佩玿有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-31 | 2010-09-27 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-31 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-08 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-08 |
| Soo Pei Shao & Company 蘇佩玿公司 |
Rep | Type 9 — Asset management | present | 2005-03-08 |