Tin Yau Dominic Lam
林天洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Yau Dominic Lam (林天洋), a licensed former licensee with CE reference AJD120. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-29 | 2009-09-03 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | 2005-05-10 | 2009-03-20 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-08 | 2005-02-17 |