Veronica Ronnie Wing Yee Lam
林穎兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Veronica Ronnie Wing Yee Lam (林穎兒), a licensed former licensee with CE reference AFN278. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-18 | 2011-02-24 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-16 | 2011-02-24 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2007-05-16 | 2011-02-24 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-23 | 2006-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-23 | 2006-07-31 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2004-07-23 | 2005-04-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-07-23 | 2006-07-31 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2004-07-23 | 2005-04-18 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-06-29 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-29 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-06-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | present | 2004-04-23 |