Jason Ralph Cox
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jason Ralph Cox ( ), a licensed former licensee with CE reference AFJ968. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-21 | 2019-07-08 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2014-10-15 | 2015-07-17 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2014-10-15 | 2015-07-17 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2014-10-15 | 2015-07-17 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2014-10-15 | 2015-07-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-03-09 | 2014-10-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-03-09 | 2014-10-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-03-09 | 2014-10-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-03-09 | 2014-10-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-03-09 | 2015-07-17 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-03-09 | 2015-07-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |