Wai Ying Jintz Tsui
徐惠盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ying Jintz Tsui (徐惠盈), a licensed former licensee with CE reference AFI797. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-18 | 2022-04-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-18 | 2022-04-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-08 | 2020-11-27 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-02-23 | 2014-03-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-09-18 | 2014-03-15 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | present | 2007-09-07 |