David James Murphy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Murphy ( ), a licensed former licensee with CE reference AFG800. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-01 | 2013-03-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-12-01 | 2013-03-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-28 | 2011-09-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-04-28 | 2011-09-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-14 | 2010-04-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-14 | 2011-09-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-14 | 2010-04-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-09-14 | 2011-09-09 |