Carmen Tin
田美蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Tin (田美蘭), a licensed Representative with CE reference AFF901. Currently licensed at 1 firm(s): Peakhouse Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.2 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-17 | present |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-17 | present |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-09-17 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-30 | 2013-03-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-01-30 | 2013-03-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-01-30 | 2013-03-01 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Tin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.